Eugene D. Geller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eugene David Geller, who also goes by Gene Geller, was a registered financial professional .
Eugene is a previously registered financial professional and started their career in finance in 1980. Eugene had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 1986 - December 2, 1986
FIRST AFFILIATED SECURITIES, INC.
July 6, 1984 - June 19, 1986
STONERIDGE SECURITIES, INC.
January 31, 1984 - June 21, 1984
NIELSON AND CLARK INC.
October 20, 1983 - February 3, 1984
RLR SECURITIES GROUP, INC.
August 12, 1983 - September 6, 1983
RICHEY, FRANKEL & COMPANY
April 15, 1982 - August 15, 1983
CHESLEY AND DUNN, INC.
October 23, 1980 - March 31, 1982
AMERICAN WESTERN SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST AFFILIATED SECURITIES, INC.
CRD#: 6871 / SEC#: , 8-20558
Contact information
Documents
Red Flags
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