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MR

Matthew G. Reischman

Some features on this profile are disabled
CRD#: 7172827
MR

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Matthew Gabriel Reischman was a registered financial professional .

Matthew is a previously registered financial professional and started their career in finance in 2020. Matthew had worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
- Door Dash. Not investment related. Online food ordering and food delivery. Door Dash Driver. Start date: 3/12/2024. About 40 hours/month. 0 hours during trading hours. Delivering food. - Instacart. Not investment related. Food/grocery delivery service. Shop and Delivery Driver. Start Date: 5/15/2024. About 40 hours/month. 0 hours during trading hours. Shopping and delivering groceries.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 26, 2023 - February 11, 2025

JANUS HENDERSON INVESTORS

RIA
CRD#: 104652
DENVER, CO
Past

January 24, 2020 - February 11, 2025

JANUS HENDERSON DISTRIBUTORS US LLC

BD
CRD#: 28832
DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JH
JANUS HENDERSON INVESTORS
JANUS | JANUS HENDERSON INVESTORS US LLC | JANUS HENDERSON INVESTORS | JANUS CAPITAL MANAGEMENT LLC | JANUS CAPITAL CORP

CRD#: 104652 / SEC#: 801-13991

RIA
Registered Investment Advisory firm - (7/1/1978 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 7/25/2023
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/9/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/13/2024
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/24/2020
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/4/2019
Securities Industry Essentials Examination

Current Firm

JH
JANUS HENDERSON INVESTORS
JANUS | JANUS HENDERSON INVESTORS US LLC | JANUS HENDERSON INVESTORS | JANUS CAPITAL MANAGEMENT LLC | JANUS CAPITAL CORP

CRD#: 104652 / SEC#: 801-13991

RIA
Registered Investment Advisory firm - (7/1/1978 Approved)
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Contact information

Main Address
151 Detroit Street, Denver, CO 80206
Mailing Address
Phone number
(303) 333-3863
Established
Firm type
Fiscal year end
# of Employees
1,010

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

JANUS HENDERSON INVESTORS US LLC DIRECT ADVICE PROGRAMS BROCHURE (3/31/2025)
JANUS HENDERSON INVESTORS US LLC BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts6,806
AUM (Assets Under Management)$ 274,673,755,365

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/06/2025
Cover Page
Report
12/17/2024
Cover Page
Report
04/29/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JANUS HENDERSON INVESTORS

CRD#: 104652

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