Colin J. Ushkowitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Colin James Ushkowitz, who also goes by Colin James Ushkowittz, was a registered financial professional .
Colin is a previously registered financial professional and started their career in finance in 2019. Colin had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2022 - November 17, 2023
CONNECTUS WEALTH
November 5, 2019 - November 8, 2021
NORTHCOAST ASSET MANAGEMENT LLC
State Registrations and Notice Filings
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Current Firm
CONNECTUS WEALTH
CRD#: 310912 / SEC#: 801-119970
Contact information
Regulatory assets under management
| Total Number of Accounts | 12,022 |
| AUM (Assets Under Management) | $ 8,674,470,008 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/30/2024 | ||
| 10/18/2023 | ||
| 12/22/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
