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GN

George Q. Nichols

ALTERNATIVE MARKETS
San Francisco, CA
CRD#: 7172433
Some features on this profile are disabled
GN
George Quincy NicholsALTERNATIVE MARKETS

Professional summary

George Quincy Nichols, who also goes by Quincy Nichols, is a registered financial professional currently at ALTERNATIVE MARKETS located in San Francisco, California.

George is registered as a RR (Registered Representative) and started their career in finance in 2019. George has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Quincy Nichols

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view George Quincy Nichols's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 20, 2026 - Present

ALTERNATIVE MARKETS

BD
CRD#: 336243
San Francisco, CA
Past

April 18, 2022 - March 31, 2026

EMERSON EQUITY LLC

BD
CRD#: 130032
SAN MATEO, CA
Past

December 5, 2019 - May 9, 2022

ELEVATION, LLC

BD
CRD#: 140341
Larkspur, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/23/2026)
RR
Alaska
(3/20/2026)
RR
Arizona
(4/7/2026)
RR
California
(3/20/2026)
RR
Colorado
(3/20/2026)
RR
Connecticut
(3/23/2026)
RR
Delaware
(4/10/2026)
RR
District of Columbia
(4/21/2026)
RR
Florida
(3/20/2026)
RR
Georgia
(3/20/2026)
RR
Idaho
(3/20/2026)
RR
Illinois
(5/26/2026)
RR
Iowa
(3/20/2026)
RR
Kansas
(3/20/2026)
RR
Maine
(3/20/2026)
RR
Maryland
(5/5/2026)
RR
Michigan
(3/20/2026)
RR
Minnesota
(4/9/2026)
RR
Mississippi
(3/20/2026)
RR
Montana
(3/20/2026)
RR
Nevada
(3/20/2026)
RR
New Hampshire
(3/20/2026)
RR
New Jersey
(3/20/2026)
RR
New Mexico
(3/20/2026)
RR
New York
(3/20/2026)
RR
North Carolina
(4/1/2026)
RR
North Dakota
(3/20/2026)
RR
Ohio
(3/20/2026)
RR
Oklahoma
(3/20/2026)
RR
Oregon
(3/20/2026)
RR
Pennsylvania
(3/20/2026)
RR
Rhode Island
(3/20/2026)
RR
South Carolina
(3/31/2026)
RR
Tennessee
(4/16/2026)
RR
Texas
(4/10/2026)
RR
Utah
(3/20/2026)
RR
Vermont
(3/20/2026)
RR
Virgin Islands
(4/29/2026)
RR
Virginia
(4/23/2026)
RR
Washington
(3/20/2026)
RR
West Virginia
(3/20/2026)
RR
Wisconsin
(3/20/2026)
RR
Wyoming
(4/7/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 11/14/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/31/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/26/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

AM
ALTERNATIVE MARKETS
ALTERNATIVE MARKETS | ALTERNATIVE MARKETS, LLC

CRD#: 336243 / SEC#: , 8-71372

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
799 Sandpiper Lane, Ponte Vedra Beach, FL 32082
Mailing Address
799 Sandpiper Lane, Ponte Vedra Beach, FL 32082
Phone number
(757) 784-7055
Established
Delaware since 04/02/2025
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
A HOLD CORPORATIONSOLE MEMBER
ABEYWICKRAMA, KUSHAL MICHAELCCO6944964
MOREIRO, ROBERTO NMNCEO7193031
SPEZIALE, RICHARD SALVATOREFINOP1192739

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALTERNATIVE MARKETS

CRD#: 336243San Francisco, CA

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