DH
David Hicks
ABOUND FINANCIAL
Granite Bay, CA 95746
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CRD#: 7172378
DH
Professional summary
David Hicks, CFP® is a registered financial advisor currently at ABOUND FINANCIAL located in Granite Bay, California and LPL FINANCIAL LLC located in Granite Bay, California.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. David has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 3/12/2020 - ABOUND FINANCIAL, LLC - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 08/20/2025- Kerux Financial- Registered Investment Advisor DBA- INV Related- At Reported Business Location(s)- Start date 08/13/2025- 160 Hours Per Month- 5 Hours During Trading 4. 08/20/2025- KERUX- Registered Investment Advisor DBA- INV Related- At Reported Business Location(s)- Start date 08/13/2025-160 Hours Per Month- 5 Hours During Trading 5. 08/20/2025- Kerux, LLC- Registered Investment Advisor Hybrid- INV Related- At Reported Business Location(s)- Start date 08/13/2025- 160 Hours Per Month/ 5 Hours During Trading- I provide investment advisory services through Kerux, LLC, an independent investment advisor firm. I started this business activity in 8/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view David Hicks's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 8, 2023 - Present
ABOUND FINANCIAL
Office #1: 4180 Douglas Blvd Suite 200, Granite Bay, CA 95746RIA
CRD#: 327724
Granite Bay, CA
Current
March 12, 2020 - Present
LPL FINANCIAL LLC
Office #1: 4180 Douglas Blvd Ste 200, Granite Bay, CA 95746RIA
BD
CRD#: 6413
Granite Bay, CA
Past
March 13, 2020 - December 6, 2023
THE WEALTH CONSULTING GROUP
RIA
CRD#: 173194
Granite Bay, CA
Past
October 21, 2019 - March 16, 2020
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
FOLSOM, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ABOUND FINANCIAL
ABOUND FINANCIAL | KERUX, LLC | KERUX FINANCIAL | KERUX | ABOUND FINANCIAL, LLC
CRD#: 327724 / SEC#: 801-128697
RIA
Registered Investment Advisory firm - (9/6/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/12/2020)
IAR
California(9/8/2023)
IAR
Texas(1/18/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/21/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ABOUND FINANCIAL
ABOUND FINANCIAL | KERUX, LLC | KERUX FINANCIAL | KERUX | ABOUND FINANCIAL, LLC
CRD#: 327724 / SEC#: 801-128697
RIA
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Contact information
Main Address
4180 Douglas Blvd Suite 200, Granite Bay, CA 95746
Mailing Address
Phone number
(916) 846-7780
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,800 |
| AUM (Assets Under Management) | $ 436,000,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ABOUND FINANCIAL
CRD#: 327724Granite Bay, CA 95746TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
