Martin V. Alonzo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Vincent Alonzo JR, who also goes by Martin V Alonzo Jr, was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1980. Martin had worked at 6 firms and has passed the Series 63, Series 7, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 7, 2007 - March 4, 2008
KABRIK TRADING LLC
May 1, 2001 - December 19, 2005
FULCRUM GLOBAL PARTNERS LLC
February 23, 1994 - May 29, 2001
ABN AMRO SECURITIES LLC
August 22, 1990 - August 13, 1993
LEHMAN BROTHERS INC.
December 6, 1984 - July 23, 1990
MORGAN STANLEY DW INC.
October 22, 1980 - August 31, 1984
BECKER PARIBAS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KABRIK TRADING LLC
CRD#: 104460 / SEC#: , 8-52917
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CONLIN, JAMES ANTHONY JR | MEMBER-MANAGER/CEO, CCO | 2317021 |
| FLOOD, CHARLES EDWARD JR. | VICE-PRESIDENT | 1385628 |
| PIRKLE, JASON SCOT | VICE PRESIDENT - FLOOR OPERATIONS, SROP | 2477982 |
| CONLIN, JAMES ANTHONY SR | LIMITED PARTNER | |
| DEVLIN, THOMAS JAMES | COO | 3157603 |
| LEITZ, PATRICIA | LIMITED PARTNER | |
| TUCKER, MARGARET | LIMITED PARTNER |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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