Stephen V. Lamoreaux
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Virge Lamoreaux was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1980. Stephen had worked at 6 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 1993 - March 10, 1994
MEYERS POLLOCK ROBBINS, INC.
November 6, 1989 - May 19, 1993
PRUDENTIAL EQUITY GROUP, LLC
October 1, 1985 - November 30, 1989
GRUNTAL & CO., L.L.C.
August 31, 1982 - October 1, 1985
JII SECURITIES INC.
February 17, 1982 - September 13, 1982
UBS FINANCIAL SERVICES INC.
October 22, 1980 - January 21, 1982
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MEYERS POLLOCK ROBBINS, INC.
CRD#: 13436 / SEC#: , 8-11797
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
