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Katelyn Ann Cummings

Katelyn A. Cummings

VISION CAPITAL MANAGEMENT
Portland, OR 97239
Some features on this profile are disabled
CRD#: 7172190
Katelyn Ann Cummings

Professional summary

Katelyn Ann Cummings, CFP® is a registered financial advisor currently at VISION CAPITAL MANAGEMENT INC located in Portland, Oregon.

Katelyn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Katelyn has worked at 1 firm .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katelyn Ann Cummings's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2019

Experience

Current

September 10, 2019 - Present

VISION CAPITAL MANAGEMENT INC

Office #1: 4380 S Macadam Avenue Suite 350, Portland, OR 97239
RIA
CRD#: 107793
Portland, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VISION CAPITAL MANAGEMENT INC
VISION CAPITAL MANAGEMENT INC | VISION CAPITAL MANAGEMENT, INC.

CRD#: 107793 / SEC#: 801-56669

RIA
Registered Investment Advisory firm - (7/9/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Oregon
(9/10/2019)

Exams

Current Firm

VC
VISION CAPITAL MANAGEMENT INC
VISION CAPITAL MANAGEMENT INC | VISION CAPITAL MANAGEMENT, INC.

CRD#: 107793 / SEC#: 801-56669

RIA
Registered Investment Advisory firm - (7/9/1999 Approved)
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Contact information

Main Address
4380 S Macadam Avenue Suite 350, Portland, OR 97239
Mailing Address
Phone number
(503) 221-5656
Established
Firm type
Fiscal year end
# of Employees
16

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

VISION CAPITAL MANAGEMENT ADV PART 2A BROCHURE (2/18/2025)

Regulatory assets under management

Total Number of Accounts1,743
AUM (Assets Under Management)$ 1,073,328,261

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
01/28/2025
Cover Page
Report
02/22/2024
Cover Page
Report
02/28/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VISION CAPITAL MANAGEMENT INC

CRD#: 107793Portland, OR 97239

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