David W. Drapela
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Wendel Drapela was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1968. David had worked at 8 firms and has passed the Series 63, Series 1, Series 27, Series 53, Series 4, Series 24 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 1993 - March 9, 1994
IMPERIAL SECURITIES CORPORATION
January 14, 1988 - October 2, 1990
FIRST GOVERNMENT SECURITIES, LTD.
April 26, 1985 - February 11, 1999
NEXA SECURITIES
June 18, 1982 - November 14, 1983
GENERAL AMERICAN LIFE INSURANCE COMPANY
January 30, 1979 - November 29, 1979
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
January 24, 1972 - April 7, 1977
INTEGRATED RESOURCES EQUITY CORPORATION
April 16, 1969 - February 10, 1972
PLANNED SECURITY CONSULTANTS, INC.
November 14, 1968 - April 22, 1975
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/1/1968
Registered Representative ExaminationSeries 00
Date: 6/28/1972
General Securities Principal ExaminationCurrent Firm
IMPERIAL SECURITIES CORPORATION
CRD#: 30908 / SEC#: , 8-45226
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IMPERIAL BANK, A CALIFORNIA STATE BANK | SHAREHOLDER | |
| BAKER, RICHARD MARK | CHIEF LEGAL OFFICER | 2288848 |
| HARDY, CHERYL TERESA | CHIEF FINANCIAL OFFICER | |
| MARUYA, JON KEITH | EXECUTIVE VICE PRESIDENT & MUNICIPAL PRINCIPAL | 2423931 |
| SINGER, JACK JOEL | CHAIRMAN AND PRESIDENT | 1420485 |
| VALDIVIEZ, ERIC | FINANCIAL AND OPERATIONS PRINCIPAL |
Disclosures
| Regulatory Event | 1 |
Red Flags
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