Gregory A. Mason
Professional summary
Gregory Avon Mason was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Gregory is a previously registered financial professional and started their career in finance in 1980. Prior to being barred, Gregory had worked at 5 firms, which includes IFMG SECURITIES INC., INDEPENDENT FINANCIAL SECURITIES INC., MARKETING ONE SECURITIES INC., HORNBLOWER FISCHER & CO., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 1997 - November 2, 2001
IFMG SECURITIES, INC.
September 30, 1993 - August 5, 1998
INDEPENDENT FINANCIAL SECURITIES, INC.
April 23, 1992 - November 8, 1993
MARKETING ONE SECURITIES, INC.
March 10, 1988 - March 7, 1989
HORNBLOWER FISCHER & CO.
October 22, 1980 - February 18, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
IFMG SECURITIES, INC.
CRD#: 14416 / SEC#: , 8-30670
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Arbitration | 4 |
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