Louis H. Zaidman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis H Zaidman was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 1980. Louis had worked at 4 firms and has passed the Series 66, Series 63, Series 3, Series 15, Series 5, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 2010 - December 31, 2016
MAKS FINANCIAL SERVICES
April 19, 2005 - March 12, 2008
UBS FINANCIAL SERVICES INC.
March 22, 2005 - March 12, 2008
UBS FINANCIAL SERVICES INC.
July 1, 2003 - December 31, 2003
WELLS FARGO CLEARING SERVICES, LLC
October 22, 1980 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 15
Date: 3/7/1983
Foreign Currency Options ExaminationSeries 5
Date: 10/16/1981
Interest Rate Options ExaminationCurrent Firm
MAKS FINANCIAL SERVICES
CRD#: 151798 / SEC#:
Contact information
Red Flags
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