Amy Fisher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amy Fisher, who also goes by Amy Ellen Baglio, Amy F Baglio, Amy Fisher Baglio, Amy Baglio, Amy Ellen Fisher, was a registered financial professional .
Amy is a previously registered financial professional and started their career in finance in 1980. Amy had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10, Series 9, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2020 - January 24, 2025
TOUCHSTONE ADVISORS INC
July 14, 2011 - December 31, 2012
TOUCHSTONE ADVISORS INC
July 14, 2011 - January 24, 2025
TOUCHSTONE SECURITIES, LLC
June 15, 2009 - May 2, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 17, 2007 - May 2, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 22, 2004 - January 8, 2007
VP DISTRIBUTORS LLC
August 8, 2000 - July 24, 2001
LEVCO SECURITIES, INC.
November 16, 1993 - April 4, 2000
FIRST FUND DISTRIBUTORS, INC.
November 17, 1988 - August 26, 1992
CIBC WORLD MARKETS CORP.
April 12, 1982 - November 26, 1988
LEHMAN BROTHERS INC.
October 22, 1980 - April 26, 1982
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
TOUCHSTONE ADVISORS INC
CRD#: 107028 / SEC#: 801-45963
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 4/26/1984
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
TOUCHSTONE ADVISORS INC
CRD#: 107028 / SEC#: 801-45963
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41 |
| AUM (Assets Under Management) | $ 29,132,797,072 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
