Alan Lin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alan Lin was a registered financial professional .
Alan is a previously registered financial professional and started their career in finance in 2019. Alan had worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2023 - February 11, 2025
AOG WEALTH MANAGEMENT
October 25, 2023 - November 22, 2023
AOG WEALTH MANAGEMENT
October 25, 2023 - February 14, 2025
DISTRIBUTION SERVICES, LLC
June 27, 2020 - September 30, 2023
CAPITAL CLIENT GROUP, INC.
November 1, 2019 - September 30, 2023
CAPITAL CLIENT GROUP, INC.
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 11/10/2020
General Securities Representative ExaminationSeries 6TO
Date: 11/1/2019
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
AOG WEALTH MANAGEMENT
CRD#: 159026 / SEC#: 801-77736
Contact information
Red Flags
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