Sara E. Hadad-dembs

DIVERSIFY WEALTH MANAGEMENT

Sitka, AK

Some features on this profile are disabled

CRD#: 7171628

Professional summary

Sara Ellen Hadad-dembs, who also goes by Sara Ellen Butero, Sara Ellen Hadad, Sara Ellen Revas, is a registered financial advisor currently at DIVERSIFY WEALTH MANAGEMENT, LLC located in Sitka, Alaska and DFPG INVESTMENTS, LLC located in Sitka, Alaska.

Sara is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Sara has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sara Ellen Butero | Sara Ellen Hadad | Sara Ellen Revas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Sitka Chamber of Commerce; Investment: No. Type: city government sponsored entity. 0%, board member- non financial position. 2. Bumble Expeditions LLC; 1/2023, Type: LLC, Tour operations/member. 0-15%. 3. Livinitak LLC; 9/2021, Type: LLC ownership self and spouse, residential rental property and turo vehicle rental. 1% 4. Assurance; 12/2023, Type: Corporation, Licensed insurance sales agent. 25% during business hours; investment related: yes. 5. SEDCO Wealth Management, 12/2023, Type: S-Corp, President, 85%, S-corp filing for 1099 related income and expenses from Assurance and Diversify. 6. Bumble Expeditions LLC DBA Misfit Island Cafe; 4/2024, Type: LLC, Cafe/meeting point for existing tour business. Member. 30 hours per month devoted to this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sara Ellen Hadad-dembs's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 13, 2025 - Present

DIVERSIFY WEALTH MANAGEMENT, LLC

RIA

CRD#: 329878

Sitka, AK

Current

December 12, 2023 - Present

DFPG INVESTMENTS, LLC

CRD#: 155576

Sitka, AK

Past

December 12, 2023 - March 13, 2025

DIVERSIFY ADVISORY SERVICES, LLC

RIA

CRD#: 326060

SITKA, AK

Past

December 17, 2019 - December 13, 2023

EDWARD JONES

RIA

CRD#: 250

SITKA, AK

Past

November 20, 2019 - December 13, 2023

EDWARD JONES

CRD#: 250

SITKA, AK

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DIVERSIFY WEALTH MANAGEMENT, LLC

CRD#: 329878 / SEC#: 801-129521

RIA

Registered Investment Advisory firm - (2/16/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(12/12/2023)

IAR

Alaska
(3/13/2025)

Arizona
(12/12/2023)

Colorado
(12/12/2023)

South Dakota
(12/12/2023)

Washington
(12/12/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/16/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/19/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/25/2019

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

DIVERSIFY WEALTH MANAGEMENT, LLC

CRD#: 329878 / SEC#: 801-129521

RIA

Registered Investment Advisory firm - (2/16/2024 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

9017 S Riverside Dr Suite 210, Sandy, UT 84070

Mailing Address

Phone number

(801) 838-9999

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DIVERSIFY WEALTH MANAGEMENT (7/25/2025)

Regulatory assets under management

Total Number of Accounts	12,760
AUM (Assets Under Management)	$ 2,526,799,821

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Sara E. Hadad-dembs

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sara Ellen Hadad-dembs's CRS (Customer Relationship Summary).

Certified licenses

Experience

DFPG INVESTMENTS, LLC

DIVERSIFY ADVISORY SERVICES, LLC

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

DIVERSIFY WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/16/2019

Series 7TO

Date: 11/19/2019

SIE

Date: 9/25/2019

FINRA

Current Firm

DIVERSIFY WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DIVERSIFY WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors