Vernon L. Dransfeldt
Professional summary
Vernon Leroy Dransfeldt, CFP®, who also goes by Vern Dransfeldt, is a registered financial advisor currently at EQUITY MANAGEMENT GROUP located in Santa Rosa Valley, California.
Vernon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1970. Vernon has worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 1, Series 24, Series 4 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Vernon Leroy Dransfeldt's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1988
Experience
January 26, 2017 - Present
EQUITY MANAGEMENT GROUP
October 14, 1986 - May 11, 1992
LPL FINANCIAL LLC
February 23, 1981 - November 13, 1986
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
January 4, 1979 - March 24, 1981
CITIGROUP GLOBAL MARKETS INC.
October 3, 1977 - January 27, 1979
BLYTH EASTMAN DILLON & CO. INCORPORATED
September 1, 1970 - July 27, 1972
PIEDMONT CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/26/2017)
Exams
Series 1
Date: 8/21/1970
Registered Representative ExaminationSeries 12
Date: 4/21/1980
NYSE Branch Manager ExaminationCurrent Firm
EQUITY MANAGEMENT GROUP
CRD#: 105632 / SEC#: 801-29843
Contact information
Regulatory assets under management
| Total Number of Accounts | 87 |
| AUM (Assets Under Management) | $ 62,594,563 |
Red Flags
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