Marshall A. Widom
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marshall Alan Widom was a registered financial professional .
Marshall is a previously registered financial professional and started their career in finance in 2019. Marshall had worked at 2 firms and has passed the Series 63, Series 79TO, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2019 - August 31, 2020
PARK HILL GROUP LLC
November 5, 2019 - August 20, 2026
PJT PARTNERS LP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 12/3/2019
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 11/5/2019
General Securities Representative ExaminationCurrent Firm
PARK HILL GROUP LLC
CRD#: 135898 / SEC#: , 8-66958
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PHG HOLDINGS L.L.C. | SOLE OWNER/MEMBER | |
| FIGUR, DAVID CARL | MANAGING DIRECTOR/FINANCIAL AND OPERATIONS PRINCIPAL | 5127533 |
| FLANAGAN, TARA ELIZABETH | CHIEF COMPLIANCE OFFICER | 2540823 |
| LEE, JIYEUN | DIRECTOR | 1859635 |
| LEVINE, BRIAN D | CHIEF EXECUTIVE OFFICER, DIRECTOR AND PRINCIPAL | 2861011 |
| MEATES, HELEN THERESE | CHIEF FINANCIAL OFFICER/DIRECTOR | 2271715 |
| TAUBMAN, PAUL JEFFREY | DIRECTOR | 1567776 |
Red Flags
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