Robert A. Crispino

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CRD#: 717152

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Anthony Crispino was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1980. Robert had worked at 12 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 16, 2011 - October 9, 2012

QUESTAR ASSET MANAGEMENT, INC.

RIA

CRD#: 133358

MINNEAPOLIS, MN

Past

March 16, 2011 - October 9, 2012

QUESTAR CAPITAL CORPORATION

CRD#: 43100

CENTENNIAL, CO

Past

November 21, 2008 - March 22, 2011

MODERN CAPITAL SECURITIES INC.

RIA

CRD#: 130876

CENTENNIAL, CO

Past

November 21, 2008 - March 22, 2011

MODERN CAPITAL SECURITIES INC.

CRD#: 130876

CENTENNIAL, CO

Past

March 10, 2005 - November 26, 2008

QA3 FINANCIAL LLC

RIA

CRD#: 104957

CENTENNIAL, CO

Past

March 10, 2005 - November 26, 2008

QA3 FINANCIAL CORP.

CRD#: 14754

CENTENNIAL, CO

Past

July 22, 2002 - March 8, 2005

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA

CRD#: 20804

LITTLETON, CO

Past

March 20, 2000 - March 8, 2005

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

SCOTTSDALE, AZ

Past

November 16, 1998 - March 24, 2000

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Past

July 1, 1998 - November 16, 1998

UNITED PACIFIC SECURITIES, INC.

CRD#: 21986

CARLSBAD, CA

Past

September 7, 1990 - June 25, 1998

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Past

August 8, 1988 - August 17, 1990

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

August 8, 1988 - August 17, 1990

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

October 21, 1980 - June 2, 1988

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/14/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/25/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 10/20/1980

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 8/3/1998

Investment Company Products/Variable Contracts Principal Examination

Current Firm

QUESTAR ASSET MANAGEMENT, INC.

CRD#: 133358 / SEC#: 801-63747

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Contact information

Main Address

5701 Golden Hills Drive, Minneapolis, MN 55416

Mailing Address

Phone number

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Part 2 Brochures

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert A. Crispino

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

QUESTAR CAPITAL CORPORATION

MODERN CAPITAL SECURITIES INC.

MODERN CAPITAL SECURITIES INC.

QA3 FINANCIAL LLC

QA3 FINANCIAL CORP.

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

SENTRA SECURITIES CORPORATION

UNITED PACIFIC SECURITIES, INC.

SECURIAN FINANCIAL SERVICES, INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/14/1999

Series 63

Date: 11/25/1981

Series 6

Date: 10/20/1980

Series 26

Date: 8/3/1998

Current Firm

QUESTAR ASSET MANAGEMENT, INC.

Contact information

Documents

Part 2 Brochures

Red Flags

Company Information

QUESTAR ASSET MANAGEMENT, INC.

TRUST BUT VERIFY

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