Ronald D. Anthony

ATLANTIC ADVISORS

Milford, DE

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CRD#: 717151

Professional summary

Ronald Dana Anthony is a registered financial advisor currently at ATLANTIC ADVISORS, INC. located in Milford, Delaware.

Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Ronald has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Dana Anthony's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 18, 2022 - Present

ATLANTIC ADVISORS, INC.

RIA

CRD#: 115485

Milford, DE

Past

October 6, 1995 - March 18, 2005

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

July 18, 1994 - October 12, 1995

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

September 10, 1992 - July 19, 1994

LINCOLN INVESTMENT

CRD#: 519

FORT WASHINGTON, PA

Past

October 21, 1980 - July 28, 1992

CITISTREET EQUITIES LLC

CRD#: 7447

SOMERSET, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(7/13/2022)

IAR

Maryland
(1/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/14/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/19/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/11/1994

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/20/1980

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/22/1996

General Securities Principal Examination

Current Firm

ATLANTIC ADVISORS, INC.

CRD#: 115485 / SEC#:

Delaware

Registered Investment Advisory firm - (7/11/2022 Approved)

Maryland

Registered Investment Advisory firm - (10/19/1995 Approved)

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Contact information

Main Address

Milford, DE

Mailing Address

Phone number

(410) 375-4532

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	35
AUM (Assets Under Management)	$ 6,000,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ronald D. Anthony

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Dana Anthony's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURITIES AMERICA, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

LINCOLN INVESTMENT

CITISTREET EQUITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/14/1994

Series 63

Date: 5/19/1988

Series 7

Date: 3/11/1994

Series 6

Date: 10/20/1980

Series 24

Date: 5/22/1996

Current Firm

ATLANTIC ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ATLANTIC ADVISORS, INC.

TRUST BUT VERIFY

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