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JD

John Richard Dranichak

CRD# 71715·Registered 1970 - 1996
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Richard Dranichak was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1970 - 1996. John had worked at 11 firms and has passed the Series 63, Series 7, Series 1 and Series 00 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

58 years in the financial services industry

Current & Past Employments

THE SHEMANO GROUP, INC.·CRD# 35528
BD
San Francisco, CA
January 5, 1995 - August 5, 1996
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
April 11, 1983 - November 29, 1983
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
September 30, 1982 - April 5, 1983
WALFORD, DEMARET & CO., INC.·CRD# 7985
BD
November 6, 1979 - October 17, 1981
LEHMAN BROTHERS INC.·CRD# 7506
BD
September 17, 1979 - November 26, 1979
LOEB PARTNERS·CRD# 7534
BD
July 26, 1979 - September 17, 1979
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
May 12, 1978 - March 13, 1979
FIRST AFFILIATED SECURITIES, INC.·CRD# 6871
BD
September 14, 1977 - May 8, 1978
SUTRO & CO. INCORPORATED·CRD# 801
BD
October 29, 1975 - January 17, 1977
CINCINNATI ANALYSTS, INC.·CRD# 5478
BD
July 18, 1975 - October 29, 1975
CARDINAL MANAGEMENT COMPANY·CRD# 1000004
BD
October 28, 1970 - September 27, 1973

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Current Firm

TS
THE SHEMANO GROUP, INC.

THE SHEMANO GROUP, INC.

CRD#: 35528 / SEC#: 8-46713
BD
Terminated by SEC on 09/28/2009

Contact Information

Established

California since 10/08/1993

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
SHEMANO, GARY JAYCHAIRMAN421322
HALE, DOUGLAS LEEDIRECTOR, CEO, CCO, FINOP5228773

Disclosures

Regulatory Event

7

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1994About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1994About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Apr 1968

Series 00 — General Securities Principal Examination

Passed Mar 1970

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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