Travis S. Williams
Professional summary
Travis Sterling Williams, who also goes by Travis Williams, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Rolla, Missouri and FIRST COMMAND BROKERAGE SERVICES, INC. located in St Robert, Missouri.
Travis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Travis has worked at 2 firms and has passed the Series 66, Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Travis Sterling Williams's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 15, 2020 - Present
FIRST COMMAND ADVISORY SERVICES
Office #2: 718 Missouri Ave, St Robert, MO 65584December 6, 2019 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 718 Missouri Ave, St Robert, MO 65584Primary Firm SEC Registration
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/12/2024)
(1/15/2020)
(1/15/2020)
(4/19/2024)
(10/23/2023)
(10/24/2023)
(10/24/2024)
(4/9/2025)
Exams
Series 7TO
Date: 12/6/2019
General Securities Representative ExaminationFINRA
Current Firm
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
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