Darrin Kafka
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darrin Kafka was a registered financial professional .
Darrin is a previously registered financial professional and started their career in finance in 1980. Darrin had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 1999 - December 31, 2015
GROVE POINT INVESTMENTS, LLC
June 1, 1999 - December 31, 2015
GROVE POINT INVESTMENTS, LLC
March 16, 1998 - June 2, 1999
SUNAMERICA SECURITIES, INC.
January 2, 1997 - March 13, 1998
THE ADVISORS GROUP, INC.
June 30, 1983 - December 31, 1996
TITAN/VALUE EQUITIES GROUP, INC.
November 4, 1981 - July 13, 1983
FSC SECURITIES CORPORATION
October 21, 1980 - November 6, 1981
TRANSAMERICA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
