JW
John R. Wolf
TRUIST ADVISORY SERVICES
RICHMOND, VA 23219
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CRD#: 7171204
JW
Professional summary
John Randolph Wolf, who also goes by Jack Wolf, John Wolf, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Richmond, Virginia and TRUIST INVESTMENT SERVICES, INC. located in Richmond, Virginia.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. John has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jack Wolf | John Wolf
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
THE BELVIDERE GOLF COMPANY POSITION: Co-owner NATURE: This company does not exist yet. A longtime friend and I are considering creating golf products and hosting golf events in the greater Virginia area. This will not require a significant amount of time per month. It will be relatively passive in nature, with the products being created and sold online. My primary role will be to help with costs, approve designs, and help with golf events. It will be registered as an LLC, 2 members, if approved. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/25/2023 ADDRESS: Richmond VA, United States DESCRIPTION: This will not require a significant amount of time per month. It will be relatively passive in nature, with the products being created and sold online. My primary role will be to help the partner with costs, approve designs, and help with golf events. It will be registered as an LLC. I may eventually have control over the finances of the company, but as of now this is preliminary in nature.
CRS (Client Relationship Summary) - RIA
Click below to view John Randolph Wolf's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 15, 2023 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 919 E Main St Fl 8, Richmond, VA 23219RIA
CRD#: 283390
RICHMOND, VA
Current
March 15, 2023 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 919 E Main St Fl 5 & 7, Richmond, VA 23219BD
CRD#: 17499
RICHMOND, VA
Past
November 26, 2019 - March 21, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
RICHMOND, VA
Past
October 31, 2019 - March 21, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
RICHMOND, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/15/2023)
RR
Alaska(3/15/2023)
RR
Arizona(3/15/2023)
RR
California(3/15/2023)
RR
Colorado(3/15/2023)
RR
Connecticut(3/15/2023)
RR
District of Columbia(3/15/2023)
RR
Florida(3/15/2023)
RR
Georgia(3/15/2023)
RR
Illinois(3/15/2023)
RR
Indiana(11/13/2023)
RR
Iowa(3/15/2023)
RR
Kentucky(3/15/2023)
RR
Louisiana(3/15/2023)
RR
Maryland(3/15/2023)
RR
Massachusetts(3/15/2023)
RR
Michigan(3/15/2023)
RR
Minnesota(3/15/2023)
RR
Mississippi(3/15/2023)
RR
Missouri(3/15/2023)
RR
Nevada(3/15/2023)
RR
New Jersey(3/15/2023)
RR
New Mexico(3/15/2023)
RR
New York(3/15/2023)
RR
North Carolina(3/15/2023)
RR
Ohio(3/15/2023)
RR
Pennsylvania(3/15/2023)
RR
Rhode Island(3/15/2023)
RR
South Carolina(3/15/2023)
RR
Tennessee(3/15/2023)
RR
Texas(3/15/2023)
IAR
Texas(5/1/2023)
RR
Utah(3/15/2023)
RR
Virginia(3/15/2023)
IAR
Virginia(3/15/2023)
RR
Washington(3/15/2023)
RR
West Virginia(3/15/2023)
RR
Wisconsin(2/6/2024)
RR
Wyoming(3/15/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/31/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Richmond, VA 23219TRUST BUT VERIFY
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