Robert S. Eastham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Sanford Eastham, who also goes by Robert Sandy Eastham, Sandy Eastham, was a registered financial advisor .
Robert is a previously registered financial advisor and started their career in finance in 1980. Robert had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2004 - January 6, 2004
ROBERT S. EASTHAM, REGISTERED INVESTMENT ADVISOR
June 23, 1995 - January 2, 2002
WFG INVESTMENTS, INC.
June 4, 1991 - April 27, 1995
SIGNAL SECURITIES, INC.
August 19, 1987 - September 14, 1990
PRUDENTIAL EQUITY GROUP, LLC
November 24, 1982 - September 3, 1987
MORGAN STANLEY DW INC.
October 3, 1980 - September 14, 1982
AMERICAN EXPRESS FINANCIAL CORPORATION
October 3, 1980 - September 14, 1982
AMERIPRISE FINANCIAL SERVICES, LLC
October 3, 1980 - September 14, 1982
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
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