Brian E. Currie

WEALTHHARBOR CAPITAL GROUP

METAIRIE, LA 70005

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CRD#: 7170435

Professional summary

Brian Edward Currie is a registered financial advisor currently at WEALTHHARBOR CAPITAL GROUP, LLC located in Metairie, Louisiana.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Brian has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Edward Currie's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 16, 2021 - Present

WEALTHHARBOR CAPITAL GROUP, LLC

Office #1: 433 Metairie Rd Suite 500, Metairie, LA 70005

RIA

CRD#: 118614

METAIRIE, LA

Past

October 11, 2020 - March 8, 2021

HUB INVESTMENT PARTNERS, LLC

RIA

CRD#: 307956

METAIRIE, LA

Past

October 25, 2019 - September 25, 2020

MONTZ HARCUS WEALTH MANAGEMENT

RIA

CRD#: 301963

NEW ORLEANS, LA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHHARBOR CAPITAL GROUP, LLC

WEALTHHARBOR CAPITAL GROUP | WEALTHHARBOR RETIREMENT SERVICES | WEALTHHARBOR CAPITAL MANAGEMENT | WEALTHHARBOR CAPITAL GROUP, LLC

CRD#: 118614 / SEC#: 801-62721

RIA

Registered Investment Advisory firm - (1/16/2004 Approved)

Louisiana

Registered Investment Advisory firm - (1/16/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/8/2021)

IAR

Louisiana
(3/16/2021)

IAR

Mississippi
(3/16/2021)

IAR

Texas
(3/16/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/25/2019

Uniform Investment Adviser Law Examination

Current Firm

WEALTHHARBOR CAPITAL GROUP, LLC

WEALTHHARBOR CAPITAL GROUP | WEALTHHARBOR RETIREMENT SERVICES | WEALTHHARBOR CAPITAL MANAGEMENT | WEALTHHARBOR CAPITAL GROUP, LLC

CRD#: 118614 / SEC#: 801-62721

RIA

Registered Investment Advisory firm - (1/16/2004 Approved)

Louisiana

Registered Investment Advisory firm - (1/16/2004 Terminated)

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Contact information

Main Address

433 Metairie Rd Suite 500, Metairie, LA 70005

Mailing Address

Phone number

(504) 482-1962

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEALTHHARBOR CAPITAL GROUP, LLC (3/27/2025)

Regulatory assets under management

Total Number of Accounts	364
AUM (Assets Under Management)	$ 300,480,136

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian E. Currie

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Edward Currie's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTHHARBOR CAPITAL GROUP, LLC

HUB INVESTMENT PARTNERS, LLC

MONTZ HARCUS WEALTH MANAGEMENT

Primary Firm SEC Registration

WEALTHHARBOR CAPITAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/25/2019

Current Firm

WEALTHHARBOR CAPITAL GROUP, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTHHARBOR CAPITAL GROUP, LLC

TRUST BUT VERIFY

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