Brandon Dragone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brandon Dragone was a registered financial professional .
Brandon is a previously registered financial professional and started their career in finance in 2019. Brandon had worked at 2 firms and has passed the Series 65 and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2021 - July 13, 2022
BRIGHTPATH WEALTH ADVISORS LLC
August 23, 2019 - January 2, 2020
SIMPLICITY WEALTH
State Registrations and Notice Filings
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Exams
Current Firm
BRIGHTPATH WEALTH ADVISORS LLC
CRD#: 164209 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 285 |
| AUM (Assets Under Management) | $ 55,900,861 |
Red Flags
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