Richard D. Woodall
Professional summary
Richard Duncan Woodall, who also goes by Dick Woodall, is a registered financial advisor currently at FINANCIAL SECURITY ADVISORY INC located in Va Beach, Virginia and FINANCIAL SECURITY MANAGEMENT, INCORPORATED located in Virginia Beach, Virginia.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Richard has worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 1 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Duncan Woodall's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 2, 1997 - Present
FINANCIAL SECURITY ADVISORY INC
Office #1: 575 Lynnhaven Pkwy Suite 310, Va Beach, VA 23452May 15, 1997 - Present
FINANCIAL SECURITY MANAGEMENT, INCORPORATED
Office #1: 477 Viking Dr Ste 305, Virginia Beach, VA 23452March 7, 1995 - May 15, 1997
DAVENPORT-DUKES FINANCIAL SERVICES, INC.
November 19, 1989 - March 16, 1995
OSAIC WEALTH, INC.
July 23, 1987 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
October 13, 1986 - August 1, 1987
SSV SECURITIES, INC.
November 11, 1982 - November 4, 1986
FSC SECURITIES CORPORATION
October 17, 1980 - April 26, 1982
USLIFE EQUITY SALES CORP.
Primary Firm SEC Registration
FINANCIAL SECURITY ADVISORY INC
CRD#: 110746 / SEC#: 801-54496
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/6/2005)
(6/11/1997)
(1/4/2010)
(6/10/1997)
(6/20/2008)
(5/31/2006)
(2/4/1999)
(1/9/2024)
(8/5/1997)
(6/9/1997)
(6/19/2008)
(4/26/2001)
(1/6/2005)
(12/15/2004)
(5/15/1997)
(12/2/1997)
(4/26/2005)
(5/12/2011)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 1
Date: 10/6/1980
Registered Representative ExaminationFINRA
Current Firm
FINANCIAL SECURITY ADVISORY INC
CRD#: 110746 / SEC#: 801-54496
Contact information
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,904 |
| AUM (Assets Under Management) | $ 1,570,635,977 |
Red Flags
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