Jesse Hughes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jesse Hughes, who also goes by Jesse Warren Hughes, Jesse Hughes, was a registered financial professional .
Jesse is a previously registered financial professional and started their career in finance in 2019. Jesse had worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 2022 - July 27, 2026
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
September 12, 2022 - July 27, 2026
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
August 9, 2021 - September 12, 2022
EDWARD JONES
August 9, 2021 - September 12, 2022
EDWARD JONES
November 6, 2019 - August 23, 2021
WELLS FARGO CLEARING SERVICES, LLC
October 16, 2019 - August 23, 2021
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
CRD#: 116407 / SEC#: 801-60749
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/16/2019
General Securities Representative ExaminationCurrent Firm
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
CRD#: 116407 / SEC#: 801-60749
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 186,400 |
| AUM (Assets Under Management) | $ 94,632,028,506 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/20/2024 | ||
| 03/05/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.