Hope G. Albu

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CRD#: 7169417

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Hope Gena Albu, CFP®, who also goes by Hope Albu, was a registered financial professional .

Hope is a previously registered financial professional and started their career in finance in 2019. Hope had worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Hope Albu

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Rental Properties- Mitchell Sloan LLC; Littleton, CO; Start date: 7/1/2018; Owner; Hours per week: 0; Hours during trading: 0; Responsible for paying for repairs Rental Properties- Sarah Minowitz, LLC; Littleton, CO; Start date: 8/31/2018; Owner; Hours per week: 0; Hours during trading: 0; Responsible for paying for repairs Rental Property Holding Entity - 6711 S Ivy way LLC; Owner; Start Date: 2021; Hours per week: 0; Hours during trading: 0; Responsible for paying for repairs. HGA Financial LLC, Centennial, CO; Start date: 2023; Owner; Hours per week: 10; Hours during trading: 0; Tax preparation services; not investment-related

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 250

LITTLETON, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HOLCOMBE FINANCIAL, INC.

HOLCOMBE FINANCIAL INC. | POI MANAGEMENT, LLC (RELYING ADVISER) | HOLCOMBE FINANCIAL, INC.

CRD#: 142238 / SEC#: 801-67308

RIA

Registered Investment Advisory firm - (11/30/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/8/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/18/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/24/2019

Securities Industry Essentials Examination

Current Firm

HOLCOMBE FINANCIAL, INC.

HOLCOMBE FINANCIAL INC. | POI MANAGEMENT, LLC (RELYING ADVISER) | HOLCOMBE FINANCIAL, INC.

CRD#: 142238 / SEC#: 801-67308

RIA

Registered Investment Advisory firm - (11/30/2006 Approved)

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Contact information

Main Address

4151 Ashford Dunwoody Road Suite 165, Atlanta, GA 30319

Mailing Address

Phone number

(404) 257-3317

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HOLCOMBE FINANCIAL, INC. - BROCHURE (4/24/2025)

Regulatory assets under management

Total Number of Accounts	694
AUM (Assets Under Management)	$ 379,390,696

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Hope G. Albu

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

HOLCOMBE FINANCIAL, INC.

PEAK ASSET MANAGEMENT, LLC

PERSONAL CAPITAL ADVISORS CORPORATION

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

HOLCOMBE FINANCIAL, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/8/2019

Series 7TO

Date: 10/18/2019

SIE

Date: 9/24/2019

Current Firm

HOLCOMBE FINANCIAL, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HOLCOMBE FINANCIAL, INC.

TRUST BUT VERIFY

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