Gary M. Saka
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Michael Saka was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 2019. Gary had worked at 1 firm and has passed the Series 66, SIE and Series 7TO exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 2019 - November 18, 2021
SECUREVEST FINANCIAL GROUP
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 9/14/2019
General Securities Representative ExaminationCurrent Firm
SECUREVEST FINANCIAL GROUP
CRD#: 10100 / SEC#: , 8-26030
Contact information
Disclosures
| Regulatory Event | 4 |
Red Flags
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