Timothy J. Barth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Joseph Barth was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2019. Timothy had worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 15, 2022 - March 18, 2022
MERINO WEALTH MANAGEMENT
February 1, 2021 - February 11, 2022
IC ADVISORY SERVICES, INC.
February 1, 2021 - February 11, 2022
THE INVESTMENT CENTER, INC.
March 9, 2020 - January 26, 2021
EQUITABLE ADVISORS, LLC
November 21, 2019 - January 26, 2021
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 11/21/2019
General Securities Representative ExaminationCurrent Firm
MERINO WEALTH MANAGEMENT
CRD#: 317535 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 383 |
| AUM (Assets Under Management) | $ 49,884,206 |
Red Flags
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