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JS

Joshua M. Sharp

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CRD#: 7169267
JS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joshua Matthew Sharp was a registered financial professional .

Joshua is a previously registered financial professional and started their career in finance in 2019. Joshua had worked at 1 firm and has passed the Series 66, Series 7TO, SIE and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 25, 2019 - August 30, 2021

ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLC

BD
CRD#: 142619
THOMASVILLE, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/22/2019
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/25/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/29/2019
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/4/2019
General Securities Principal Examination

Current Firm

AM
ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLC
ALLEN MOONEY BARNES BROKERAGE SERVICES | ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLC

CRD#: 142619 / SEC#: , 8-67477

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
135 S. Madison Street, Thomasville, GA 31792
Mailing Address
Post Office Box 1116, Thomasville, GA 31799
Phone number
(229) 225-1500
Established
Georgia since 11/09/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (26 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FAIM INVESTMENTS LLCDIRECT OWNER
MANER, GORDON ALLENMANAGING MEMBER4916231
ALLEN, MIRON HERBERT JRMANAGING MEMBER1561147
NICKS, BRENT PATRICKCHIEF COMPLIANCE OFFICER4067773
STRICKLAND, HEATHER MICHELECHIEF FINANCIAL OFFICER

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLC

CRD#: 142619

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