Christopher R. Hemhauser

BRECKINRIDGE CAPITAL ADVISORS

BOSTON, MA 02110-1529

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CRD#: 7169256

Professional summary

Christopher Ryan Hemhauser, who also goes by Christopher R Hemhauser, Christopher Hemhauser, is a registered financial advisor currently at BRECKINRIDGE CAPITAL ADVISORS INC located in Boston, Massachusetts.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Christopher has worked at 2 firms and has passed the Series 65, Series 63, Series 3, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Christopher R Hemhauser | Christopher Hemhauser

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Ryan Hemhauser's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 2, 2024 - Present

BRECKINRIDGE CAPITAL ADVISORS INC

Office #1: 125 High Street Suite 431, Boston, MA 02110-1529

RIA

CRD#: 107143

BOSTON, MA

Past

January 29, 2020 - November 22, 2022

FORESIDE FUND SERVICES, LLC

CRD#: 46106

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRECKINRIDGE CAPITAL ADVISORS INC

CRD#: 107143 / SEC#: 801-43833

RIA

Registered Investment Advisory firm - (4/29/1993 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(2/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/1/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/11/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 1/20/2023

National Commodity Futures Examination

General Industry/Product Exam

Series 7TO

Date: 1/29/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/13/2019

Securities Industry Essentials Examination

Current Firm

BRECKINRIDGE CAPITAL ADVISORS INC

CRD#: 107143 / SEC#: 801-43833

RIA

Registered Investment Advisory firm - (4/29/1993 Approved)

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Contact information

Main Address

125 High Street Suite 431, Boston, MA 02110-1529

Mailing Address

Phone number

(617) 443-0779

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BRECKINRIDGE CAPITAL ADVISORS FORM ADV PART 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts	18,559
AUM (Assets Under Management)	$ 50,989,726,048

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher R. Hemhauser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Ryan Hemhauser's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FUND SERVICES, LLC

Primary Firm SEC Registration

BRECKINRIDGE CAPITAL ADVISORS INC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/1/2024

Series 63

Date: 2/11/2020

Series 3

Date: 1/20/2023

Series 7TO

Date: 1/29/2020

SIE

Date: 3/13/2019

Current Firm

BRECKINRIDGE CAPITAL ADVISORS INC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRECKINRIDGE CAPITAL ADVISORS INC

TRUST BUT VERIFY

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