Bruce E. Smith
Professional summary
Bruce E Smith, who also goes by Bruce Edwin Smith, Bruce Smith, is a registered financial professional currently at SKYWAY CAPITAL MARKETS, LLC located in Atlanta, Georgia and PAULSON INVESTMENT COMPANY LLC located in New York, New York.
Bruce is registered as a RR (Registered Representative) and started their career in finance in 2023. Bruce has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bruce E Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 23, 2024 - Present
SKYWAY CAPITAL MARKETS, LLC
Office #1: 3280 Peachtree Road Ne Suite 575, Atlanta, GA 30305September 8, 2026 - Present
PAULSON INVESTMENT COMPANY LLC
Office #1: 40 Wall Street 39th Floor, New York, NY 10005January 31, 2024 - July 9, 2024
REALTA EQUITIES, INC.
October 26, 2023 - October 31, 2023
PACER FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/1/2026)
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Exams
What does exam status mean?
Series 7TO
Passed: 10/26/2023
General Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
PAULSON INVESTMENT COMPANY LLC
CRD#: 5670 / SEC#: 801-107194, 8-26807
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PAULSON CAPITAL HOLDING COMPANY, LLC | OWNER | |
| CLARK, CHRISTOPHER STEVEN | CHAIRMAN, ELECTED MANAGER | 1952666 |
| PARIGIAN, THOMAS STEWART | ELECTED MANAGER | 1398840 |
| SETTEDUCATI, ROBERT JOSEPH | ELECTED MANAGER AND DIRECTOR OF BUSINESS DEVELOPMENT | 1352722 |
| AMIN, AMAL | GENERAL COUNSEL | 3185361 |
| RASMUSSEN, KATHLEEN HATLELI | CHIEF COMPLIANCE OFFICER | 2608755 |
| WINKS, MALCOLM ALEXANDER | PRESIDENT AND CFO/FINOP | 5153752 |
Disclosures
| Regulatory Event | 36 |
| Civil Event | 1 |
| Arbitration | 8 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
