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JG

Jaime Garcia-nieto

SAFRA SECURITIES
AVENTURA, FL 33180
Some features on this profile are disabled
CRD#: 7168601
JG
Jaime Garcia-nietoSAFRA SECURITIES

Professional summary

Jaime Garcia-nieto, who also goes by Jaime Garcia Nieto Jurado, Jaime Garcia-nieto Jurado, is a registered financial professional currently at SAFRA SECURITIES LLC located in Aventura, Florida.

Jaime is registered as a RR (Registered Representative) and started their career in finance in 2019. Jaime has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Aliases

Jaime Garcia Nieto Jurado | Jaime Garcia-Nieto Jurado

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jaime Garcia-nieto's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 9, 2026 - Present

SAFRA SECURITIES LLC

Office #1: 21500 Biscayne Boulevard - Suite #503, Aventura, FL 33180
BD
CRD#: 47873
AVENTURA, FL
Past

June 22, 2022 - June 28, 2026

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
Miami, FL
Past

June 22, 2022 - June 28, 2026

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
Miami, FL
Past

August 26, 2021 - June 9, 2022

MORGAN STANLEY

RIA
CRD#: 149777
New York, NY
Past

July 26, 2021 - June 9, 2022

MORGAN STANLEY

BD
CRD#: 149777
New York, NY
Past

December 2, 2019 - June 25, 2021

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(7/9/2026)
RR
California
(7/9/2026)
RR
Delaware
(7/9/2026)
RR
District of Columbia
(7/9/2026)
RR
Florida
(7/9/2026)
RR
Illinois
(7/9/2026)
RR
Maine
(7/9/2026)
RR
Nevada
(7/9/2026)
RR
New Jersey
(7/9/2026)
RR
New York
(7/9/2026)
RR
Texas
(7/9/2026)
RR
Washington
(7/9/2026)
RR
Wyoming
(7/9/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/26/2021
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/2/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/23/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

SS
SAFRA SECURITIES LLC
SAFRA SECURITIES CORPORATION | SAFRA SECURITIES LLC

CRD#: 47873 / SEC#: , 8-51935

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
546 Fifth Ave, New York, NY 10036
Mailing Address
546 Fifth Ave, New York, NY 10036
Phone number
(212) 704-5500
Established
Delaware since 12/31/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (45 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SAFRA NATIONAL BANK OF NEW YORKSOLE SHAREHOLDER
BONFIM, CARLOS CESAR BERTACODIRECTOR
COLOMBO, RAFAELODIRECTOR6054935
DIBIASI, ANTHONYFINOP6435706
GRUNWALD, MARK STEVENDIRECTOR & PRESIDENT3262204
JAVIER, SIGMUND PETERDIRECTOR6002619
MCCARTHY, GERARD THOMASCHIEF COMPLIANCE OFFICER3121615
MORATO, SIMONI PASSOSDIRECTOR5568481
OSWALD, THOMAS FRANCISCHIEF OPERATIONS OFFICER/ PRINCIPAL OPERATIONS OFFICER1828798
YOU, SANG MIN JIMMYCHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER6693855

Disclosures

Regulatory Event2
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAFRA SECURITIES LLC

CRD#: 47873Aventura, FL 33180

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