EM
Eduardo A. Montiel
SCHWAB WEALTH ADVISORY
Orlando, FL 32810
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CRD#: 7168471
EM
Professional summary
Eduardo Antonio Montiel, who also goes by Eduardo Montiel, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Orlando, Florida and CHARLES SCHWAB & CO., INC. located in Orlando, Florida.
Eduardo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Eduardo has worked at 5 firms and has passed the Series 66, Series 7TO, SIE and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Eduardo Montiel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(dba) SOLUTIONS GROUP (aka SOLUTIONS GROUP WEALTH MANAGEMENT, LLC); Investment Related; 1424 N Ronald Reagan Blvd, Ste 1300, Longwood, FL 32750; Investment Advisory Services; Financial Adviser; Start Date 02/2022; Providing securities, investment, and insurance products and services; wealth management, financial planning, retirement planning, investment management, legacy and relationship building. >> EM WEALTH LLC; Investment Related; Sanford, FL; Financial Services;Independent Financial Adviser; Start Date 04/2022; 200 hours, more or less, per month with most of those hours per month occurring during trading hours; Provide securities, investments and insurance products and services as well as wealth management, financial, investment, retirement planning/management and legacy and relationship planning and building.
CRS (Client Relationship Summary) - RIA
Click below to view Eduardo Antonio Montiel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 16, 2024 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 1991 Summit Park Drive, Orlando, FL 32810RIA
CRD#: 159035
Orlando, FL
Current
January 30, 2024 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 1991 Summit Park Drive, Orlando, FL 32810RIA
BD
CRD#: 5393
Orlando, FL
Past
December 8, 2022 - January 24, 2024
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
ORLANDO, FL
Past
December 7, 2022 - January 24, 2024
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ORLANDO, FL
Past
March 1, 2022 - November 21, 2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
LONGWOOD, FL
Past
February 28, 2022 - November 21, 2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
LONGWOOD, FL
Past
February 19, 2020 - March 15, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
LAKE MARY, FL
Past
January 14, 2020 - March 15, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
LAKE MARY, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
RIA
Registered Investment Advisory firm - (12/9/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/30/2024)
RR
Alaska(1/30/2024)
RR
Arizona(1/30/2024)
RR
Arkansas(1/30/2024)
RR
California(1/30/2024)
RR
Colorado(1/30/2024)
RR
Connecticut(1/30/2024)
RR
Delaware(1/30/2024)
RR
District of Columbia(1/30/2024)
RR
Florida(1/30/2024)
IAR
Florida(2/16/2024)
RR
Georgia(1/30/2024)
RR
Hawaii(1/30/2024)
RR
Idaho(1/30/2024)
RR
Illinois(1/30/2024)
RR
Indiana(1/30/2024)
RR
Iowa(1/30/2024)
RR
Kansas(1/30/2024)
RR
Kentucky(1/30/2024)
RR
Louisiana(1/30/2024)
RR
Maine(1/30/2024)
RR
Maryland(1/30/2024)
RR
Massachusetts(1/30/2024)
RR
Michigan(1/30/2024)
RR
Minnesota(1/30/2024)
RR
Mississippi(1/30/2024)
RR
Missouri(1/30/2024)
RR
Montana(1/30/2024)
RR
Nebraska(1/30/2024)
RR
Nevada(1/30/2024)
RR
New Hampshire(1/30/2024)
RR
New Jersey(1/30/2024)
RR
New Mexico(1/30/2024)
RR
New York(1/30/2024)
RR
North Carolina(1/30/2024)
RR
North Dakota(1/30/2024)
RR
Ohio(1/31/2024)
RR
Oklahoma(1/30/2024)
RR
Oregon(1/30/2024)
RR
Pennsylvania(1/30/2024)
RR
Puerto Rico(1/30/2024)
RR
Rhode Island(1/30/2024)
RR
South Carolina(1/30/2024)
RR
South Dakota(1/30/2024)
RR
Tennessee(1/30/2024)
RR
Texas(1/30/2024)
RR
Utah(1/30/2024)
RR
Vermont(1/30/2024)
RR
Virgin Islands(1/30/2024)
RR
Virginia(1/30/2024)
RR
Washington(1/30/2024)
RR
West Virginia(1/30/2024)
RR
Wisconsin(1/30/2024)
RR
Wyoming(1/30/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/14/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
RIA
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Contact information
Main Address
211 Main Street, San Francisco, CA 94105-1901
Mailing Address
Phone number
(415) 667-7000
Established
Firm type
Fiscal year end
# of Employees
1,042
SEC notice filing (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035Orlando, FL 32810TRUST BUT VERIFY
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