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TS

Tanner J. Sterk

CAPITAL INVESTMENT ADVISORS
Greenwood Village, CO 80111-2935
Some features on this profile are disabled
CRD#: 7168394
TS

Professional summary

Tanner John Sterk, who also goes by Tanner Sterk, is a registered financial advisor currently at CAPITAL INVESTMENT ADVISORS, LLC located in Greenwood Village, Colorado and WELA STRATEGIES, INC. located in Atlanta, Georgia.

Tanner is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Tanner has worked at 3 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Tanner Sterk

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tanner John Sterk's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 22, 2024 - Present

CAPITAL INVESTMENT ADVISORS, LLC

Office #1: 8101 E. Prentice Avenue #800, Greenwood Village, CO 80111-2935
RIA
CRD#: 158055
Greenwood Village, CO
Current

August 5, 2025 - Present

WELA STRATEGIES, INC.

Office #1: 10 Glenlake Parkway North Tower, Suite 1010, Atlanta, GA 30328
RIA
CRD#: 147762
Atlanta, GA
Past

January 25, 2020 - November 2, 2023

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAPITAL INVESTMENT ADVISORS, LLC
CAPITAL INVESTMENT ADVISORS, LLC

CRD#: 158055 / SEC#: 801-72532

RIA
Registered Investment Advisory firm - (7/7/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(1/22/2024)
IAR
Texas
(8/7/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/20/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/15/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/25/2020
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/4/2020
Securities Industry Essentials Examination

Current Firm

CI
CAPITAL INVESTMENT ADVISORS, LLC
CAPITAL INVESTMENT ADVISORS, LLC

CRD#: 158055 / SEC#: 801-72532

RIA
Registered Investment Advisory firm - (7/7/2011 Approved)
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Contact information

Main Address
10 Glenlake Parkway North Tower, Suite 1000, Atlanta, GA 30328
Mailing Address
Phone number
(404) 531-0018
Established
Firm type
Fiscal year end
# of Employees
99

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CAPITAL INVESTMENT ADVISORS LLC (8/14/2025)

Regulatory assets under management

Total Number of Accounts13,529
AUM (Assets Under Management)$ 6,298,397,792

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/16/2025
Cover Page
Report
10/15/2024
Cover Page
Report
10/24/2023
Cover Page
Report
12/20/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPITAL INVESTMENT ADVISORS, LLC

CRD#: 158055Greenwood Village, CO 80111-2935

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