MB
Mark D. Bulmer
FORUM FINANCIAL MANAGEMENT, LP
High Point, NC 27265
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CRD#: 7168180
MB
Professional summary
Mark David Bulmer is a registered financial advisor currently at FORUM FINANCIAL MANAGEMENT, LP located in High Point, North Carolina.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Mark has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Smith Leonard PLLC; Not-investment related; 4035 Premier Drive, Suite 300, High Point, NC 27265; Accounting Services/Tax Preparation; Partner; 1/2007; 160 hours per month; 130 hours during securities trading hours; financial planning analyses and sales. 2) Sole Proprietor; Investment-related; 4035 Premier Drive, Suite 300, High Point, NC 27265; Insurance Agent; 2/01/2022; Less than 5 hours per month; Less than 5 hours during securities trading hours; sell insurance and annuities.
CRS (Client Relationship Summary) - RIA
Click below to view Mark David Bulmer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 1, 2025 - Present
FORUM FINANCIAL MANAGEMENT, LP
Office #1: 4035 Premier Drive Suite 201, High Point, NC 27265RIA
CRD#: 145706
High Point, NC
Past
March 4, 2020 - July 2, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
High Point, NC
Past
September 11, 2019 - July 2, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
High Point, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FF
FORUM FINANCIAL MANAGEMENT, LP
FORUM | WEALTH ADVISER ALLIANCE | FORUM FINANCIAL MANAGEMENT, LP | FORUM FINANCIAL MANAGEMENT, LLC | FORUM FINANCIAL
CRD#: 145706 / SEC#: 801-69970
RIA
Registered Investment Advisory firm - (3/9/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(7/1/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/4/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
FF
FORUM FINANCIAL MANAGEMENT, LP
FORUM | WEALTH ADVISER ALLIANCE | FORUM FINANCIAL MANAGEMENT, LP | FORUM FINANCIAL MANAGEMENT, LLC | FORUM FINANCIAL
CRD#: 145706 / SEC#: 801-69970
RIA
Registered Investment Advisory firm - (3/9/2009 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1900 South Highland Avenue Suite 100, Lombard, IL 60148
Mailing Address
Phone number
(630) 873-8520
Established
Firm type
Fiscal year end
# of Employees
140
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 21,456 |
| AUM (Assets Under Management) | $ 9,030,636,924 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/08/2025 | ||
| 12/20/2024 | ||
| 10/19/2023 |
Red Flags
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Company Information
FORUM FINANCIAL MANAGEMENT, LP
CRD#: 145706High Point, NC 27265TRUST BUT VERIFY
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