PU
Pearl E. Umoye
BLACKROCK INVESTMENT MANAGEMENT
New York, NY 10001
Some features on this profile are disabled
CRD#: 7168177
PU
Professional summary
Pearl Eghosa Umoye, who also goes by Pearl E Umoye, Pearl Umoye, is a registered financial advisor currently at BLACKROCK INVESTMENT MANAGEMENT, LLC located in New York, New York and BLACKROCK INVESTMENTS, LLC located in New York, New York.
Pearl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Pearl has worked at 5 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Pearl E Umoye | Pearl Umoye
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Pearl Eghosa Umoye's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 28, 2022 - Present
BLACKROCK INVESTMENT MANAGEMENT, LLC
Office #1: 50 Hudson Yards, New York, NY 10001RIA
CRD#: 108928
New York, NY
Current
June 28, 2022 - Present
BLACKROCK INVESTMENTS, LLC
Office #1: 50 Hudson Yards, New York, NY 10001BD
CRD#: 38642
New York, NY
Past
September 23, 2021 - June 3, 2022
GOLDMAN SACHS WEALTH SERVICES, L.P.
RIA
CRD#: 106693
Cohoes, NY
Past
September 23, 2021 - June 3, 2022
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
COHOES, NY
Past
February 14, 2020 - July 20, 2020
MERCER ALLIED COMPANY, L.P.
BD
CRD#: 37404
COHOES, NY
Past
November 22, 2019 - July 20, 2020
GOLDMAN SACHS WEALTH SERVICES, L.P.
RIA
CRD#: 106693
COHOES, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BI
BLACKROCK INVESTMENT MANAGEMENT, LLC
BLACKROCK INVESTMENT MANAGEMENT LLC | QA ADVISERS LLC | MERRILL LYNCH QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-ALTERNATIVE STRATEGIES | MERRILL LYNCH INVESTMENT MANAGERS, LLC | MERRILL LYNCH INVESTMENT MANAGERS - FIXED INCOME | MERRILL LYNCH GLOBAL SECURITIES FINANCING | BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
RIA
Registered Investment Advisory firm - (11/9/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/28/2022)
RR
Alaska(6/28/2022)
RR
Arizona(6/28/2022)
RR
Arkansas(6/28/2022)
RR
California(6/28/2022)
RR
Colorado(6/28/2022)
RR
Connecticut(6/28/2022)
RR
Delaware(6/28/2022)
RR
District of Columbia(6/28/2022)
RR
Florida(6/28/2022)
RR
Georgia(6/28/2022)
RR
Hawaii(6/28/2022)
RR
Idaho(6/28/2022)
RR
Illinois(6/28/2022)
RR
Indiana(6/28/2022)
RR
Iowa(6/28/2022)
RR
Kansas(6/28/2022)
RR
Kentucky(6/28/2022)
RR
Louisiana(6/28/2022)
RR
Maine(6/28/2022)
RR
Maryland(6/28/2022)
RR
Massachusetts(6/28/2022)
RR
Michigan(6/28/2022)
RR
Minnesota(6/28/2022)
RR
Mississippi(6/28/2022)
RR
Missouri(6/28/2022)
RR
Montana(6/28/2022)
RR
Nebraska(6/28/2022)
RR
Nevada(6/28/2022)
RR
New Hampshire(6/28/2022)
RR
New Jersey(6/28/2022)
IAR
New Jersey(6/29/2022)
RR
New Mexico(6/28/2022)
RR
New York(6/28/2022)
IAR
New York(6/28/2022)
RR
North Carolina(6/28/2022)
RR
North Dakota(6/28/2022)
RR
Ohio(6/28/2022)
RR
Oklahoma(6/28/2022)
RR
Oregon(6/28/2022)
RR
Pennsylvania(6/28/2022)
RR
Puerto Rico(6/28/2022)
RR
Rhode Island(6/28/2022)
RR
South Carolina(6/28/2022)
RR
South Dakota(6/28/2022)
RR
Tennessee(2/28/2023)
RR
Texas(6/28/2022)
RR
Utah(6/28/2022)
RR
Vermont(6/28/2022)
RR
Virgin Islands(6/28/2022)
RR
Virginia(6/28/2022)
RR
Washington(6/28/2022)
RR
West Virginia(6/28/2022)
RR
Wisconsin(6/28/2022)
RR
Wyoming(6/28/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/14/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BI
BLACKROCK INVESTMENT MANAGEMENT, LLC
BLACKROCK INVESTMENT MANAGEMENT LLC | QA ADVISERS LLC | MERRILL LYNCH QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-ALTERNATIVE STRATEGIES | MERRILL LYNCH INVESTMENT MANAGERS, LLC | MERRILL LYNCH INVESTMENT MANAGERS - FIXED INCOME | MERRILL LYNCH GLOBAL SECURITIES FINANCING | BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
RIA
Registered Investment Advisory firm - (11/9/1999 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 University Square Drive, Princeton, NJ 08540
Mailing Address
Phone number
(609) 282-2000
Established
Firm type
Fiscal year end
# of Employees
1,457
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 48,659 |
| AUM (Assets Under Management) | $ 508,159,772,327 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 10/24/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
