Charles A. Knott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Arthur Knott JR was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1999. Charles had worked at 4 firms and has passed the Series 65, Series 2 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2018 - December 31, 2019
KNOTT CONSULTING, LLC
July 16, 2013 - April 20, 2017
SENTINEL CAPITAL SOLUTIONS
May 6, 2013 - July 5, 2013
KNOTT JR., CHARLES ARTHUR
January 22, 1999 - June 30, 2011
KNOTT CAPITAL MANAGEMENT
State Registrations and Notice Filings
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Exams
Series 2
Date: 2/14/1994
Non-Member General Securities ExaminationCurrent Firm
KNOTT CONSULTING, LLC
CRD#: 291014 / SEC#:
Contact information
Red Flags
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