Monique B. Jaramillo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Monique Brigitte Jaramillo, CFP®, who also goes by Monique Jaramillo, was a registered financial professional .
Monique is a previously registered financial professional and started their career in finance in 2021. Monique had worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2023
Experience
June 17, 2022 - January 21, 2025
INTELLIGENCE DRIVEN ADVISERS, LLC
February 16, 2022 - May 31, 2022
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
January 4, 2022 - May 31, 2022
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
October 22, 2021 - January 6, 2022
LPL FINANCIAL LLC
April 12, 2021 - June 10, 2022
LPL FINANCIAL LLC
Primary Firm SEC Registration
INTELLIGENCE DRIVEN ADVISERS, LLC
CRD#: 299589 / SEC#: 801-114418
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 4/10/2021
General Securities Representative ExaminationCurrent Firm
INTELLIGENCE DRIVEN ADVISERS, LLC
CRD#: 299589 / SEC#: 801-114418
Contact information
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 879 |
| AUM (Assets Under Management) | $ 828,210,292 |
Red Flags
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