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JM

Jordan Bryan Markim

FNEX CAPITAL
Austin, TX
·CRD# 7167756·7 years experience

Professional Summary

Jordan Bryan Markim is a registered financial advisor currently at FNEX CAPITAL, LLC located in Austin, Texas. Jordan is registered as a RR (Registered Representative) and started their career in finance in 2019. Jordan has worked at 2 firms and has passed the Series 63, Series 7TO, Series 79TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years in the financial services industry

Current & Past Employments

FNEX CAPITAL, LLC·CRD# 166316
BD
108 Wild Basin Road Suite 250, Austin, TX 78746
January 13, 2023 - Present
WOODROCK SECURITIES, L.P.·CRD# 133653
BD
Houston, TX
November 8, 2019 - January 3, 2023

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Current Firm

FC
FNEX CAPITAL, LLC

APPLIED CAPITAL, LLC | FNEX CAPITAL, LLC

CRD#: 166316 / SEC#: 8-69199
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

One Indiana Square Suite 2252, Indianapolis, IN 46204

Mailing Address

One Indiana Square Suite 2252, Indianapolis, IN 46204

Phone Number

(317) 580-2588

Established

Indiana since 06/04/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FNEX, LLCMEMBER—
ALVAREZ, KAREN LOUFINANCIAL OPERATIONS4044938
HEGER, LOREN EUGENECEO, CCO, AMLCO, EXEC. REP.6143753

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Texas
(1/13/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2019About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Oct 2021About the Series 7TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Nov 2019About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2019About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Jordan Bryan Markim's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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JM
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