George L. Allen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Landon Allen SR, who also goes by George Landon Allen, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1980. George had worked at 4 firms and has passed the Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 22, 1999 - June 15, 2000
NEXT ADVISORS INC.
August 22, 1987 - January 11, 1999
METROPOLITAN LIFE INSURANCE COMPANY
August 22, 1987 - January 11, 1999
MSI FINANCIAL SERVICES, INC.
October 9, 1980 - July 27, 1987
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/29/1980
Registered Representative ExaminationCurrent Firm
NEXT ADVISORS INC.
CRD#: 14612 / SEC#: , 8-30922
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
