David J. Fisher
Professional summary
David James Fisher is a registered financial professional currently at WOOD WARREN & CO. SECURITIES, LLC located in San Francisco, California.
David is registered as a RR (Registered Representative) and started their career in finance in 2019. David has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David James Fisher's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 14, 2019 - Present
WOOD WARREN & CO. SECURITIES, LLC
Office #1: One Sansome Street, Suite 3500, San Francisco, CA 94104State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/24/2025)
(11/10/2020)
Exams
Series 7TO
Date: 11/14/2019
General Securities Representative ExaminationFINRA
Current Firm
WOOD WARREN & CO. SECURITIES, LLC
CRD#: 136526 / SEC#: , 8-67024
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WOOD WARREN & CO. LP | MEMBER | |
| POSTREL, HELENE BERSON | FINOP/CFO | 2240945 |
| SHIMER, DONALD ALBERT JR | PRINCIPAL | |
| WOOD, JAMES ROGER | CEO, CCO |
Red Flags
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Company Information
WOOD WARREN & CO. SECURITIES, LLC
CRD#: 136526San Francisco, CA 94104TRUST BUT VERIFY
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