Regina M. Neenan
FPFOCO
FORT COLLINS, CO 80525-3197
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CRD#: 7167307
Professional summary
Regina Marie Neenan, CFP® is a registered financial advisor currently at FPFOCO located in Fort Collins, Colorado.
Regina is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Regina has worked at 1 firm and has passed the Series 65 exam.
Biography
I moved to Fort Collins in 2015 with my little family: My partner Zack and our cat Coco. I enjoy exploring Colorado, whether it’s running through my neighborhood, biking to a brewery, throwing a frisbee through a disc golf course, or hiking and camping in the Rockies.
My favorite part about working with clients like you is learning your stories — and helping you write the next chapter. But enough about me. Grab a time for a complimentary initial consultation, where you can tell me about yourself and what you're looking for in a financial planning relationship!
Question & Answer
What are your service offerings?
Life Transitions
Comprehensive Financial Planni...
Budgeting
Retirement Planning
Insurance Planning
Health Care
Employee and Employer Plan Ben...
Long-term Care
Do you have an area of expertise or specialization?
Cash Flow/Budgets/Credit Issue...
Generation X
Insurance Related Issues
Millennials
Unmarried Couples
Women's Financial Planning Iss...
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: Fort Collins Flames Women's Hockey. Investment-Related: No. Address: Edora Pool & Ice Center (EPIC), 801 Riverside Ave, Fort Collins, CO 80525. Nature: Hockey organization. Position/Title: New Player Coordinator. Start Date: 9/2024. Approximate hours per month: 10-15. Approximate hours per month during trading hours: Up to 2. Duties: Work with co-captain/manager to: Monitor messages from players interested in joining the Fort Collins Flames. Introduce them to the equipment coordinator as needed. Introduce them to their team captains and coaches via email, add them to the appropriate team email listservs, and correspond with them via email and text message as necessary to onboard them with the organization. Meet those new to the sport at practice to show them around the facility and assist them on the ice as necessary. Send regular weekly or bi-weekly emails to new players on the Flames E (developmental) team to remind them of practice times and occasional emails to share information on opportunities outside of the Flames organization.
CRS (Client Relationship Summary) - RIA
Click below to view Regina Marie Neenan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2022
Experience
Current
October 3, 2019 - Present
FPFOCO
Office #1: 375 E. Horsetooth Rd. Bldg. 3, Ste. 203, Fort Collins, CO 80525-3197RIA
CRD#: 283890
FORT COLLINS, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FPFOCO
FINANCIAL PLANNING FORT COLLINS | FPFOCO | FORT COLLINS TAX SERVICE, LLC | FINANCIAL PLANNING FORT COLLINS, LLC
CRD#: 283890 / SEC#: 801-130854
RIA
Registered Investment Advisory firm - (8/2/2024 Approved)California
Registered Investment Advisory firm - (9/2/2024 Terminated)Colorado
Registered Investment Advisory firm - (8/5/2024 Terminated)Louisiana
Registered Investment Advisory firm - (8/6/2024 Terminated)Texas
Registered Investment Advisory firm - (8/3/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(3/10/2020)
IAR
Colorado(10/3/2019)
IAR
Louisiana(3/1/2021)
Current Firm
FPFOCO
FINANCIAL PLANNING FORT COLLINS | FPFOCO | FORT COLLINS TAX SERVICE, LLC | FINANCIAL PLANNING FORT COLLINS, LLC
CRD#: 283890 / SEC#: 801-130854
RIA
Registered Investment Advisory firm - (8/2/2024 Approved)California
Registered Investment Advisory firm - (9/2/2024 Terminated)Colorado
Registered Investment Advisory firm - (8/5/2024 Terminated)Louisiana
Registered Investment Advisory firm - (8/6/2024 Terminated)Texas
Registered Investment Advisory firm - (8/3/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
375 E. Horsetooth Rd. Bldg. 3, Ste. 203, Fort Collins, CO 80525-3197
Mailing Address
Phone number
(970) 225-0504
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 436 |
| AUM (Assets Under Management) | $ 109,992,216 |
Red Flags
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Company Information
FPFOCO
CRD#: 283890Fort Collins, CO 80525-3197TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
