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AL

Allen L. Linnell

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CRD#: 716660
AL

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Allen L Linnell, who also goes by Allen A Linnell, Allen Linnell Mcgunigle Jr, was a registered financial professional .

Allen is a previously registered financial professional and started their career in finance in 1980. Allen had worked at 8 firms and has passed the Series 1 and Series 26 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Allen A Linnell | Allen Linnell Mcgunigle Jr

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 1, 1999 - December 31, 2013

RETIREMENT PLANNING CONCEPTS

RIA
CRD#: 113402
THORNTON, CO
Past

July 8, 1997 - March 28, 2012

OMNIVEST, INC.

BD
CRD#: 13396
THORNTON, CO
Past

November 29, 1994 - May 22, 1997

SUNAMERICA SECURITIES, INC.

BD
CRD#: 20068
PHOENIX, AZ
Past

March 16, 1994 - December 14, 1994

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
WINDSOR, CT
Past

January 4, 1988 - May 28, 1991

OMNIVEST, INC.

BD
CRD#: 13396
DENVER, CO
Past

February 20, 1986 - March 18, 1994

COLORADO INVESTOR RESOURCES, INC.

BD
CRD#: 16959
AURORA, CO
Past

October 27, 1983 - February 7, 1986

CONSOLIDATED INVESTMENT SERVICES, INC.

BD
CRD#: 7929
Past

February 25, 1983 - November 1, 1983

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

BD
CRD#: 5774
Past

October 6, 1980 - October 29, 1982

METLIFE INVESTORS DISTRIBUTION COMPANY

BD
CRD#: 6695

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 1
Date: 9/27/1980
Registered Representative Examination

Current Firm


RP
RETIREMENT PLANNING CONCEPTS
ALLEN LINNELL | RETIREMENT PLANNING CONCEPTS | INVESTMENT ADVISORY SERVICES, INC.

CRD#: 113402 / SEC#:

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Contact information


Main Address
Thornton, CO
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


RETIREMENT PLANNING CONCEPTS

CRD#: 113402

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