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IR

Ira Samuel Rainess

ENCLAVE CAPITAL
MIAMI, FL
·CRD# 7166585·7 years experience

Professional Summary

Ira Samuel Rainess, who also goes by Ira Rainess, is a registered financial advisor currently at ENCLAVE CAPITAL LLC located in Miami, Florida. Ira is registered as a RR (Registered Representative) and started their career in finance in 2019. Ira has worked at 1 firm and has passed the Series 63, Series 82TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ira Rainess

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years in the financial services industry

Current & Past Employments

ENCLAVE CAPITAL LLC·CRD# 22732
BD
701 Brickell Avenue Suite 1550, Miami, FL 33131
October 24, 2019 - Present

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Current Firm

EC
ENCLAVE CAPITAL LLC

BELTONE ENCLAVE SECURITIES | KNG (USA) - ENCLAVE | KLITZBERG ENCLAVE | HRA CAPITAL | ENCLAVE SECURITIES | ENCLAVE CAPITAL, L.L.C. | ENCLAVE CAPITAL LLC | CRIPPLE CREEK SECURITIES, L.L.C. | CRIPPLE CREEK SECURITIES CO. | CAJ CO.

CRD#: 22732 / SEC#: 8-39592
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

701 Brickell Avenue Suite 1550, Miami, FL 33131

Mailing Address

701 Brickell Ave Suite 1550, Miami, FL 33131

Phone Number

(646) 454-8600

Established

Delaware since 05/31/1995

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Small

FINRA licenses (18 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
MAZZEO, ROBERT LOUIS IIMANAGING MEMBER/CEO2460221
DUMONT, SUSAN ELIZABETHCCO2346501
VITTOR, GREG TODDFINOP, PRINCIPAL OPERATIONS OFFICER, PRINCIPAL FINANCIAL OFFICER1864219

Disclosures

Regulatory Event

3

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(10/24/2019)
RR
Maryland
(1/31/2021)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2025About the Series 63 exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Sep 2019About the Series 82TO exam

SIE — Securities Industry Essentials Examination

Passed Aug 2019About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Ira Samuel Rainess's CRS (Customer Relationship Summary).

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IR
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