Young S. Kimepstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Young Sook Kimepstein, who also goes by Y S Kim Epstein, Young S Kim Epstein, Young S Kimepstein, Kim K Stepuchin, was a registered financial professional .
Young is a previously registered financial professional and started their career in finance in 1980. Young had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 62, Series 22, Series 6, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2011 - December 16, 2015
MANHATTAN WEALTH ADVISORS, INC.
August 19, 2010 - December 31, 2010
MANHATTAN WEALTH ADVISORS, INC.
April 29, 2009 - October 29, 2015
NPB FINANCIAL GROUP, LLC
April 28, 2009 - October 29, 2015
NPB FINANCIAL GROUP, LLC
December 17, 2007 - May 7, 2009
CETERA WEALTH SERVICES, LLC
December 17, 2007 - May 7, 2009
CETERA WEALTH SERVICES, LLC
March 20, 2007 - December 31, 2008
MANHATTAN WEALTH ADVISORS, INC.
May 24, 2004 - December 31, 2006
MANHATTAN WEALTH ADVISORS, INC.
July 8, 1997 - December 14, 2007
ASSOCIATED SECURITIES CORP.
July 8, 1997 - December 17, 2007
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC
January 23, 1994 - December 14, 2007
ASSOCIATED SECURITIES CORP.
May 7, 1987 - January 25, 1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
May 7, 1987 - January 25, 1994
EQUITABLE ADVISORS, LLC
October 20, 1980 - March 9, 1982
EQUITABLE ADVISORS, LLC
October 6, 1980 - January 28, 1982
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 5/2/1989
Corporate Securities Limited Representative ExaminationSeries 1
Date: 9/25/1980
Registered Representative ExaminationCurrent Firm
MANHATTAN WEALTH ADVISORS, INC.
CRD#: 131650 / SEC#: 801-63186
Contact information
Red Flags
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