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DH

Daniel D. Hoar

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CRD#: 716598
DH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Daniel David Hoar was a registered financial professional .

Daniel is a previously registered financial professional and started their career in finance in 1980. Daniel had worked at 10 firms and has passed the Series 63, Series 6 and Series 1 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 26, 2000 - November 20, 2000

OAK BROOK SECURITIES CORP.

BD
CRD#: 16886
OAKBROOK TERRACE, IL
Past

January 18, 2000 - October 3, 2000

THE O.N. EQUITY SALES COMPANY

BD
CRD#: 2936
CINCINNATI, OH
Past

June 4, 1998 - January 12, 2000

INVESTORS CAPITAL CORP.

BD
CRD#: 30613
LYNNFIELD, MA
Past

September 22, 1997 - May 27, 1998

WMA SECURITIES, INC.

BD
CRD#: 32625
DULUTH, GA
Past

March 7, 1994 - January 23, 1996

INVESTORS CAPITAL CORP.

BD
CRD#: 30613
LYNNFIELD, MA
Past

January 14, 1993 - November 13, 1993

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
LINCOLN, NE
Past

May 26, 1987 - September 14, 1989

TRANSAMERICA SECURITIES SALES CORPORATION

BD
CRD#: 17970
LOS ANGELES, CA
Past

May 26, 1987 - September 14, 1989

TRANSAMERICA FINANCIAL ADVISORS, INC.

BD
CRD#: 3600
LOS ANGELES, CA
Past

October 30, 1986 - May 8, 1987

CENTURY INVESTORS OF AMERICA, INC.

BD
CRD#: 5322
Past

October 20, 1980 - September 13, 1982

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
Past

October 6, 1980 - September 13, 1982

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD
CRD#: 4039

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/15/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6
Date: 1/12/1993
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 1
Date: 9/25/1980
Registered Representative Examination

Current Firm

OB
OAK BROOK SECURITIES CORP.
OAK BROOK SECURITIES CORP.

CRD#: 16886 / SEC#: , 8-34691

BD
Terminated by SEC on 08/09/2002
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Contact information

Main Address
Mailing Address
Phone number
Established
Illinois since 08/15/1985
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
SEEDEN, PAUL EDMUNDPRESIDENT417874
NET 2 TRADE SECURITIES INCSHAREHOLDER
JOHNSTON, HERMAN DENVILLDIRECTOR/EX VICE-PRESIDENT2213603

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OAK BROOK SECURITIES CORP.

CRD#: 16886

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