Yan Zhang

1. Transpacific Financial, Inc., Monrovia, CA, fixed insurance agent from 05/2019, 8 hours per month, commission base, not securities related. Offering fixed life insurance products to the public, providing intensive fixed life insurance product support, and providing strong effective training for insurance agents. assist with the clients to their insurance needs and their life cycle of each claim. 2. TransGlobal Advisory, LLC., Monrovia, CA, Compliance Assistant from 07/2019, 24 hours per month, Salary base. RIA firm, Securities related. Helping the supervisor to ensure TGA functions in a legal and ethical manner while meeting its business goal, including developing compliance programs, review company policies, and advising on possible risks. 3. Globalink Securities, Inc.; Financial Consultant; Investment related: Yes; 185 W Chestnut Ave, Monrovia, CA, USA 91016; Description of the business: broker-dealer firm dealing with clients' investments including stock, bond, option, mutual fund and variable products; 2019-09-24; During trading hours: 20; During outside trading hours: 0; Expected total yearly compensation derived from the business: 5.