John L. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Leonard Johnson JR, who also goes by Jack Johnson, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1980. John had worked at 6 firms and has passed the Series 63, Series 6, Series 15, Series 5, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 1994 - December 31, 1995
COMPREHENSIVE FINANCIAL SERVICES, INC.
June 27, 1988 - June 2, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
April 7, 1988 - August 11, 1988
UR FINANCIAL, INC.
January 23, 1986 - March 20, 1986
PERSHING LLC
June 8, 1983 - March 7, 1986
PRUDENTIAL EQUITY GROUP, LLC
September 26, 1980 - May 19, 1983
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 5/29/1984
Foreign Currency Options ExaminationSeries 5
Date: 11/9/1983
Interest Rate Options ExaminationSeries 8
Date: 9/10/1983
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
COMPREHENSIVE FINANCIAL SERVICES, INC.
CRD#: 22710 / SEC#: , 8-39917
Contact information
Documents
Red Flags
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